The EFS-Web Legal Platform (uspto.gov/ sites/default/files/documents/2019LegalFrameworkPES.pdf) and MPEP A§ give more information with respect to processing applications alongside paperwork via EFS-Web. The content below was specific to sequence list distribution via EFS-Web.
Pursuant on EFS-Web legit structure, people may publish a sequence list under 37 CFR 1.821 as an as ASCII book file via EFS-Web as opposed to eris sign in on compact disc, supplied the specs contains an announcement in another section (ideally in the first page) that integrate by resource the material in the ASCII book document identifying the name of ASCII text file, the big date of manufacturing, and also the measurements of the ASCII text file in bytes. What’s needed of 37 CFR 1.52(e)(3) – (6) for documents submitted on compact disc commonly applicable to sequence directories presented as ASCII text files via EFS-Web. txt” expansion.
Experts recommend that a sequence detailing become posted in an ASCII book document via EFS-Web in place of in a PDF file. Read subsection IV, below, for information regarding filing a major international application (PCT) with a sequence listing text file via EFS-Web.
If a sequence detailing ASCII text document published via EFS-Web on the program filing big date complies together with the needs of 37 CFR 1.824(a)(2)-(6) and (b), and individual hasn’t recorded a sequence listing in a PDF file (or written down) on a single time, the writing file will serve as both the papers copy required by 37 CFR 1.821(c) together with desktop clear kind (CRF) required by 37 CFR 1.821(e).Thus, the following are not essential and may never be posted: (1) a second copy regarding the series listing in a PDF document; (2) an announcement under 37 CFR 1.821(f) (indicating the report copy and CRF content with the sequence listing is identical); and (3) a demand to use a compliant computer clear type of the series list that is already on file for another application pursuant to 37 CFR 1.821(e). If these types of a request try submitted, the USPTO won’t carry out the request but use the sequence listing published inside ASCII text document making use of program via EFS-Web. Checker software that may be regularly test a sequence list for compliance because of the specifications of 37 CFR 1.824 is obtainable in the USPTO internet site at types-patent-applications/utility-patent/checker-version-446. The consumer records on the Checker internet site need consulted for an explanation of mistakes which aren’t showed, and contents that’s not verified, because of the Checker pc software.
But each book document need to be in conformity with ASCII as well as have a document identity with a “
If a user submits a series list (under 37 CFR 1.821(c) and (elizabeth)) as an ASCII text file via EFS-Web in response to a necessity under 37 CFR 1.821(g) or (h), the series listing text document should be followed closely by an announcement that submission doesn’t come with any brand-new thing which goes beyond the disclosure on the application as filed. Additionally, if a person submits an amendment to, or an upgraded of, a sequence list (under 37 CFR 1.821(c) and (age)) as an ASCII book file via EFS-Web, the sequence detailing book document ought to be coupled with: (1) a statement your submitting does not include any brand new thing, and (2) a statement that shows service the modification when you look at the software, as recorded. Read 37 CFR 1.825. An incorporation-by-reference declaration associated with the series lists can needed in both of these cases.
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Submitting for the sequence list in a PDF file regarding software processing big date is not advised. Individual must nonetheless provide the CRF necessary for 37 CFR 1.821(e), and series list inside the PDF file may not be omitted whenever identifying the application form dimensions fee. The USPTO prefers the submission of a sequence list in an ASCII book file via EFS-Web in the software submitting date because as mentioned above, if applicant has not yet registered a moment copy of this series list in a PDF document (or on paper) for a passing fancy day, the writing document will act as both the report backup necessary for 37 CFR 1.821(c) as well as the CRF required by 37 CFR 1.821(e). Any series detailing posted in PDF style (or written down) from the application submitting go out try addressed since the report backup necessary for 37 CFR 1.821(c). If candidate submits a sequence listing in a PDF file and an ASCII book document via EFS-Web about program submitting big date, a statement that the series listing contents of the PDF backup in addition to ASCII text document copy tend to be similar is required. In times when candidate files the sequence list in PDF format and requests the aid of the CRF of another application under 37 CFR 1.821(e), applicant must submit a letter and ask for in compliance with 37 CFR 1.821(e) and an announcement the PDF duplicate submitted in brand new program was the same as the CRF submitted in the various other program.